Supervisory Control Associate

Wells Fargo Advisors in Minneapolis, MN, is seeking a dedicated Supervisory Control Associate to bolster remote compliance supervision for its branches. This role is critical in ensuring adherence to internal policies and regulatory requirements, providing vital oversight and support across various organizational channels. The Associate will support Supervisory Control Specialists, offer remote sales supervision for WellsTrade, PCG, WBS, and Institutional Retirement and Trust (IRT) channels, and assist branch offices with continuous monitoring for compliance. Collaboration with regional and branch staff on compliance matters, issue resolution, and client account approvals will be key. The position also involves participating in compliance reviews, designing risk processes, and providing project management support. Identifying and resolving issues within Wealth Brokerage Services or Private Client Groups, and assisting with branch risk management oversight are also core duties. The role requires performing regulatory, compliance, and operational reviews, maximizing efficiencies through synergies, and utilizing technological tools to ensure activities align with regulatory and firm policies. This position fosters collaboration with financial advisors, branch managers, supervisory principals, and other departments, while requiring independent judgment under management direction. Other duties as assigned by the Supervision Manager are expected.