Robinhood•1h ago
Career Pages
Internal Audit Senior Associate
New York, NY
Full Time
Senior Level
98000-115000
N/A
N/A
N/A
Qualifications
6/6 matched
Experience Level: Senior Level
- Bachelor's degree in a relevant field of study
- 3+ years of audit experience in the financial services industry
- 2+ years of experience in compliance or operations
- Strong knowledge of compliance-related processes and regulatory expectations within financial institutions such as broker-dealers or investment advisors
- Excellent attention to detail, communication skills, and a commitment to high-quality work
- Proactive and self-motivated with the ability to work independently and adapt in fast-changing environments
Full Job Description
Join Robinhood, a forward-thinking financial services firm committed to making finance accessible for all. As an Internal Audit Senior Associate in New York, NY, you will play a crucial role in supporting audit execution for compliance and operations. You will collaborate closely with internal stakeholders to meticulously evaluate risk and proactively enhance the company's control environment. This full-time, hybrid position offers a competitive salary range of $98K-$115K annually.
Key Responsibilities:
- Support comprehensive audit execution for compliance and operations across our broker-dealer, registered investment advisor, and derivatives businesses, aligning with the established Internal Audit plan.
- Conduct thorough evaluations of the adequacy and efficiency of internal policies, procedures, systems, and controls.
- Perform detailed walkthroughs and execute testing of controls, along with substantive audit procedures.
- Cultivate strong, collaborative relationships with business teams and cross-functional partners.
- Analyze business processes to pinpoint areas for enhancement and deliver actionable recommendations that bolster the control environment.
- Actively contribute to departmental initiatives and goals in partnership with fellow Internal Audit team members.
Company
Robinhood
Robinhood is a leading stock brokerage company dedicated to democratizing finance for everyone. Our innovative platform empowers customers to buy and sell stocks, options, ETFs, and cryptocurrencies w...
New York, NY
Posted on Career Pages